Homepage Maryland Laboratory Licensing PDF Template
Outline

In the realm of healthcare and laboratory operation within Maryland, the completion and submission of the Maryland Laboratory Licensing Form stand as crucial steps for laboratories aiming to ensure their operations are both legal and up to the standard set by regulatory bodies. Facilitated by the Maryland Department of Health and Mental Hygiene, specifically through the Office of Health Care Quality – Laboratory Licensing Programs, this detailed form serves multiple purposes, primarily focusing on updates and changes that labs need to report. This could range from changes in directorship, where medical licensures or relevant diplomas need to be submitted, to adjustments in the laboratory's test menu, showcasing additions or deletions of specific tests alongside their corresponding instruments. Every change demands validation through the laboratory director’s signature, underpinning the form's importance in maintaining the integrity and quality of laboratory services. Located at the Spring Grove Center – Bland Bryant Building, the office provides a straightforward avenue for submission either via mail or fax, underscoring the state's commitment to maintaining a high standard of healthcare provision through meticulous laboratory oversight.

Maryland Laboratory Licensing Sample

Maryland
Department
of
Health
and
Mental
Hygiene


Office
Use
Only


Office
of
Health
Care
Quality
–
Laboratory
Licensing
Programs
 Date
Received:


Spring
Grove
Center
–
Bland
Bryant
Building
 Check
#:


55
Wade
Avenue,
Catonsville,
MD
21228
 Amount:


Phone:
410.402.8025
Fax:
410.402.8213
 Date
Completed:


Laboratory Licensing Change Form

This form is for changes and updates only. Please only provide us with the changes in the fields below along with the effective date of the change.

For a change of Director, a copy of the Director’s medical license, medical diploma and board certification must be submitted. Please send diploma and CV for a PhD Director. This form must be signed by the Director for these changes to be valid.

***THIS FORM MUST BE SIGNED BY THE DIRECTOR FOR ALL CHANGES TO BE VALID.***

Please return this form by fax:

410-402-8213

Or by mail:

Attention: Lab Licensing, OHCQ – Bland Bryant Building,

55 Wade Avenue, 1st Floor, Catonsville, MD 21228

Current Name of Lab: ___________________________

State Lab ID # __________ Federal CLIA #: ___________ Is this CLIA a multisite? Y N

Laboratory Name:

________________________________

Date of Change: ___________

Owner:

________________________________

Date of Change: ___________

Tax ID #:

________________________________

Date of Change: ___________

Director:

________________________________

Date of Change: ___________

Physical Address:

________________________________

Date of Change: ___________

 

________________________________

 

Mailing/Billing Address: _____________________________

Date of Change: ___________

 

_____________________________

 

Telephone #:

________________________________

Date of Change: ___________

Fax #:

________________________________

Date of Change: _________

2

Please list the tests you are adding or deleting from your current test menu. Please use the chart below and indicate for each test the instrument/kit used as well as the effective date of change.

 

 

Changes/Additions/Deletions to Tests

 

Test Name

 

Kit/Instrument Used

Add Delete

Date of Change

______________

 

___________________

 

_____________

______________

 

___________________

 

_____________

______________

 

___________________

 

_____________

______________

 

___________________

 

_____________

______________

 

___________________

 

_____________

______________

 

___________________

 

_____________

______________

 

___________________

 

_____________

______________

 

___________________

 

_____________

Change State License Status to:

 

 

 

Letter of Exception

General Permit

Date of Change: ____________

Change my CLIA Certification Status to: (must submit with a CMS-116)

 

Waiver

Compliance

Provider Performed Microscopic Procedures (PPMP)

Accreditation with which program? ____________________________________________

Date of Change: _________________________

____________________________________________________________________________

Our office has closed and/or discontinued all clinical testing. Date of Change: __________

Print Laboratory Director’s Name: ________________________________________________

Laboratory Director’s Signature: _______________________________ Date: _____________

File Breakdown

Fact Name Description
Form Purpose This form is specifically for submitting updates or changes regarding a laboratory's information or status.
Director's Requirement Changes submitted via this form must be accompanied by the signature of the laboratory's director to be considered valid.
Submission Details The form can be returned either by fax or by mail to the specified addresses, indicating two accessible methods for submission.
Required Documentation for Director Changes For a change of Director, documentation such as a copy of the Director’s medical license, diploma, and board certification (or CV for a PhD Director) are required.
Governing Laws The form is governed by Maryland's health and safety regulations, under the oversight of the Department of Health and Mental Hygiene and the Office of Health Care Quality.

Steps to Filling Out Maryland Laboratory Licensing

When it's time to update your Maryland laboratory's information, whether due to changes in your test menu, address, director, or any other crucial laboratory details, navigating the Maryland Laboratory Licensing Change Form is crucial. It’s designed to allow laboratories to inform the Office of Health Care Quality about significant changes efficiently. Completing this form carefully is necessary to ensure that your laboratory's records are up-to-date. Here’s a straightforward guide to assist you through each step of the form, ensuring that you submit all the required information correctly.

  1. Start by entering the current name of your laboratory in the space provided.
  2. Provide your laboratory's State Lab ID # and Federal CLIA #. Indicate if your CLIA certification is for a multi-site by marking Y (Yes) or N (No).
  3. For any changes in laboratory name, ownership, tax ID, director, physical or mailing/billing addresses, telephone, or fax numbers, fill in the new information in the corresponding fields. Be sure to include the effective date of change next to each update.
  4. If there’s a change of Director, attach a copy of the new director's medical license, medical diploma, and board certification. For PhD Directors, include their diploma and CV.
  5. In the section dedicated to testing changes, list the tests you are adding or deleting. Specify the test name, kit/instrument used, and whether it’s an addition or deletion, along with the change's effective date.
  6. If changing your State License Status, indicate the new status (Letter of Exception or General Permit) and the effective date of this change.
  7. To amend your CLIA Certification Status, check the appropriate new status (Waiver, Compliance, PPMP, Accreditation) and specify which accreditation program, if applicable. Include the form CMS-116 if necessary along with the effective date of the change.
  8. If the laboratory has closed or discontinued all clinical testing, mention this with the effective change date in the provided space.
  9. Finally, the laboratory director must print their name, sign, and date the form to validate all changes.

Once completed, the form can be returned either by fax or mail using the contact information provided at the top of the document. Ensuring that all information is accurate and complete before submission is vital for maintaining your laboratory’s compliance and operational effectiveness. Remember, each change needs to be clearly documented to help maintain the integrity of your laboratory's licensing records.

More About Maryland Laboratory Licensing

What types of changes can be reported using the Maryland Laboratory Licensing Change Form?

The Maryland Laboratory Licensing Change Form is specifically designed for existing licensed laboratories to report various kinds of updates or changes. These include but are not limited to a change in:

  • The Laboratory Director, including submission of the director's medical license, diploma, and board certification for medical doctors or diploma and CV for PhD Directors.
  • The name of the laboratory or the owner.
  • The physical, mailing, or billing address of the laboratory.
  • The State Lab ID number, Federal CLIA number, or tax ID number.
  • The telephone or fax number.
  • The addition or deletion of tests from the lab's test menu, which requires the specific test name, the kit or instrument used, and the effective date of the change.
  • Changes in the State License Status including moving to a Letter of Exception or a General Permit.
  • Changes in CLIA Certification Status, which could include moving to a Waiver, Compliance, Provider Performed Microscopic Procedures (PPMP), or an Accreditation status with a specified program, accompanied by a CMS-116 form.

Furthermore, laboratories can notify the Office of Health Care Quality (OHCQ) if they have closed or discontinued all clinical testing.

How should changes be submitted to the Maryland Laboratory Licensing Programs?

For reporting changes, the Maryland Laboratory Licensing Change Form should be completed with accurate and current information relevant to the changes being reported. The form needs to be signed by the Laboratory Director to ensure the validity of the reported changes. This form can be submitted through two primary methods:

  1. By fax, using the number 410-402-8213.
  2. By mail, addressed to Lab Licensing, OHCQ – Bland Bryant Building, 55 Wade Avenue, 1st Floor, Catonsville, MD 21228.

It's crucial that the form is filled out correctly with the effective date of each change clearly indicated. For changes regarding the Laboratory Director, relevant documentation must accompany the form.

What documentation is required for a change of director?

When reporting a change of Laboratory Director, specific documentation must accompany the Laboratory Licensing Change Form to process the change properly. For a medical doctor stepping into the director role, the following documents are required:

  • A copy of the new director's medical license.
  • The director's medical diploma.
  • Board certification of the new director.

For a PhD Director, the required documentation comprises:

  • The director's PhD diploma.
  • The Curriculum Vitae (CV) of the new director.

These documents provide the necessary proof of qualifications and credentials for the appointed individual, ensuring they meet the standards required for laboratory oversight.

What happens if there is a closure or discontinuation of all clinical testing?

If a laboratory decides to close or discontinue all its clinical testing, this significant change must be reported using the Maryland Laboratory Licensing Change Form. The form should include the effective date of closure or discontinuation. It is essential for compliance reasons that the Office of Health Care Quality is notified promptly to update their records accordingly. This notification helps in maintaining the accuracy of the licensing database and ensures proper oversight.

Are there any specific submission deadlines for reporting changes?

While the Maryland Department of Health and Mental Hygiene’s Office of Health Care Quality does not specify exact deadlines for submitting changes via the Laboratory Licensing Change Form, it is advisable to report any changes as soon as possible. Prompt reporting ensures that the laboratory's licensing records are up-to-date, which is crucial for compliance with state regulations. Delays in reporting changes could potentially impact the laboratory's legal operating status and ability to perform testing. Therefore, laboratories should aim to submit the form immediately following any changes to ensure continuity in their operations and compliance with state guidelines.

Common mistakes

When filling out the Maryland Laboratory Licensing Change Form, it’s crucial to pay attention to detail to ensure the application process is smooth and successful. However, applicants often make mistakes that can delay or negatively impact the approval process. Here are five common mistakes:

  1. Failing to Sign the Form: The form explicitly states that it must be signed by the Director for all changes to be valid. Neglecting this requirement can invalidate the entire submission.

  2. Incomplete Documentation for Director Changes: When there is a change of Director, a copy of the new Director’s medical license, medical diploma, and board certification (or diploma and CV for a PhD Director) must be submitted. Omitting any of these documents can hold up the process.

  3. Providing Inaccurate Information: Accuracy is paramount when filling out the form. Misstating details like the State Lab ID, Federal CLIA number, or even the effective date of changes can cause confusion and delays.

  4. Not Specifying Changes Clearly: The form is designed for changes and updates only. Applicants sometimes do not clearly specify what has changed or provide complete details of the change, leading to unnecessary back-and-forth communication.

  5. Forgetting to Update Test Menu Changes Properly: Any additions, deletions, or changes to the test menu must be clearly listed, including the test name, instrument or kit used, and the effective date of change. Overlooking or improperly reporting this information can affect the lab’s operations and compliance.

To avoid these mistakes, take the time to review all sections of the form thoroughly before submission. Ensure that all requested documents are attached and that the information provided is clear and accurate. Doing so will help streamline the application process and prevent unnecessary delays.

Documents used along the form

When applying for or updating laboratory licensing in Maryland through the Maryland Laboratory Licensing form, it's important to complete and submit several other forms and documents to ensure compliance with all state and federal regulations. Below is a list of documents that are often required in conjunction with the Maryland Laboratory Licensing form, each with a brief description.

  • CLIA Application Form (CMS-116): This form is essential for any laboratory that tests human specimens for health assessment or to diagnose, prevent, or treat disease. It registers the lab with the Centers for Medicare & Medicaid Services (CMS).
  • Director’s Qualification Documents: As mentioned in the licensing form, documents validating the lab director's qualifications, including a medical license, medical degree, board certification, and Curriculum Vitae (CV), are necessary.
  • Laboratory Personnel Qualifications: Documentation proving the qualifications of all laboratory personnel, detailing their education, training, and experience.
  • Proficiency Testing Enrollment Documentation: Proof of enrollment in a CMS-approved proficiency testing program for each of the tests the laboratory performs.
  • Laboratory Standard Operating Procedures (SOPs): A comprehensive guide of the laboratory's standard operating procedures, detailing how tests are conducted, equipment is operated, and specimens are handled.
  • Quality Control Records: Records demonstrating the implementation of quality control procedures for all tests conducted by the laboratory to ensure the accuracy and reliability of test results.
  • Equipment Calibration and Maintenance Records: Documentation proving that all laboratory equipment is properly calibrated and maintained according to manufacturer’s guidelines and industry standards.
  • Biosafety Manual: If applicable, a manual that outlines the laboratory’s policies and procedures for safely handling and disposing of biohazardous materials.
  • Insurance Coverage Documents: Proof of appropriate liability insurance coverage for the laboratory and its operations.
  • Waste Disposal Records: Documentation of the laboratory’s procedures and records for the disposal of hazardous and biohazardous waste in compliance with state and federal regulations.

Collectively, these documents support the application or update submitted through the Maryland Laboratory Licensing form. They are critical in demonstrating the laboratory's commitment to maintaining high standards of quality, safety, and regulatory compliance. Proper preparation and submission of these documents help facilitate the licensing process and ensure the laboratory's operations are legally compliant and aligned with best practices.

Similar forms

The Maryland Laboratory Licensing form is similar to several other forms required in the healthcare and regulatory sectors for operational changes, updates, or compliance purposes. Close parallels can be seen with the Clinical Laboratory Improvement Amendments (CLIA) application form and the Business Update Form used by many states for updating business information. Each form, while serving a specific sector, shares commonalities in the structure and types of information requested from the entity submitting the form.

The CLIA application form (CMS-116) bears a resemblance to the Maryland Laboratory Licensing form in several ways. Both request detailed information on the laboratory's operational status, including changes in ownership or directorship, and specifics about the type of certification or licensure being sought or updated. In particular, they require the laboratory to report any changes in the tests they perform, which is crucial for maintaining accurate and current certification status. The requirement to submit additional documentation for changes in directorship, such as medical licenses and diplomas, is a commonality emphasizing the importance of qualified leadership in laboratory operations.

Similarly, a Business Update Form, often used by state departments to capture changes in business entities' information, shares similarities with the Maryland form. This form typically includes fields for updating business names, addresses, ownership details, and contact information - all of which are also found in the Maryland Laboratory Licensing form. Although the Business Update Form is not specific to healthcare or laboratory services, the structure and rationale behind the requested information mirror the intent to keep regulatory bodies informed of current operational details to ensure compliance and facilitate communication.

Dos and Don'ts

When filling out the Maryland Laboratory Licensing form, it is essential to follow specific guidelines to ensure the process is completed correctly and efficiently. Below are lists of things you should and shouldn't do:

Things You Should Do:

  1. Ensure all information provided is current and accurate, including the effective date of any changes.
  2. For a change of Director, include a copy of the Director’s medical license, medical diploma, and board certification, or their diploma and CV if they are a PhD Director.
  3. Sign the form as the Director to validate the changes requested.
  4. Use the chart provided to list any tests being added or deleted, indicating the test name, the instrument/kit used, and the effective date of the change.
  5. Return the completed form either by fax to 410-402-8213 or by mail to the specified address.
  6. If there is a change in the CLIA Certification Status, submit the form along with a CMS-116 as required.

Things You Shouldn't Do:

  • Do not leave any required fields blank. If there are sections that do not apply, indicate with "N/A" or "None."
  • Avoid submitting outdated or incomplete documentation for the Director.
  • Do not forget to sign the form; unsigned forms will not be processed.
  • Avoid sending the form without indicating specific changes; this form is for changes or updates only.
  • Do not fax and mail the form simultaneously; choose one method to prevent duplication.
  • Do not ignore the need to submit additional documentation if there is a change in your lab’s CLIA Certification Status.

Misconceptions

When dealing with the Maryland Laboratory Licensing form, there are several misconceptions that might lead to confusion. Being clear about these can certainly make the process smoother for everyone involved.

  • Only new laboratories need to submit this form. Actually, this form is specifically for changes and updates. If there are any modifications in the lab's details or operations, this form should be submitted to reflect those changes.

  • The form can be submitted without the Director's signature. Every change documented on this form requires the Director's signature to be considered valid. It's crucial for ensuring the accuracy and authorization of the information provided.

  • A medical license is not necessary for a Director’s change. When there is a change of Director, it is mandatory to submit a copy of the new Director’s medical license, along with their medical diploma and board certification, or for a PhD Director, a diploma and CV are required.

  • The form can be completed online. As of now, the form must be submitted by fax or mail. There's no option to complete or submit it online, which emphasizes the need to plan ahead for mailing or faxing the completed form.

  • Sending the form is all you need to do for a CLIA certification status change. In addition to the form, a CMS-116 form must be submitted for changing your CLIA certification status. This is an essential step that can't be skipped.

  • Updating test menus is optional. If there are additions or deletions to the lab’s test menu, these changes need to be documented on the form. It's necessary for keeping the licensing records accurate and up to date.

  • All changes require immediate notification. While it's important to keep records current, the form requests the effective date of each change. This allows for planning and submitting updates in a timely, organized manner, not necessarily immediately.

  • You only need to notify the Office of Health Care Quality if you're closing. If the lab discontinues all clinical testing but isn’t closing, this change still needs to be reported using the form. It's important for ensuring that the public and regulatory bodies have accurate information.

  • Lab addresses don’t need to be updated if they're only temporarily changing. Any change to the physical or mailing/billing address, whether permanent or temporary, should be reported. Accurate addresses ensure that communication and necessary documents reach the lab without delay.

Understanding these nuances is key to maintaining compliance with the Maryland Department of Health's requirements. Ensuring all information is up-to-date and correctly submitted will help in avoiding unnecessary complications.

Key takeaways

When it comes to keeping a Maryland laboratory's credentials current, understanding the nuances of the Laboratory Licensing Change Form is crucial. This document, essential for any alterations in the lab's operational status, requires precise attention to detail. Here are at least four key takeaways for filling out and using this form effectively.

  • Mandatory Director's Signature: Every change reported on this form demands the laboratory director's signature to be considered valid. This underscores the importance of the director's role in overseeing the lab's compliance and operational flow.
  • Specific Documentation for Director Changes: When appointing a new director, labs must submit specific documentation depending on the director's qualifications. For medical doctors, this includes a medical license, medical diploma, and board certification. PhD directors need to provide their diploma and curriculum vitae (CV). This requirement ensures that the new director meets the state's standards for laboratory leadership.
  • Updates for Multiple Fields: The form allows for updates in several areas, including the lab's name, owner, tax ID, director, physical and billing addresses, telephone and fax numbers, and importantly, changes to the test menu. Providing the effective date for each change is mandatory, helping the Office of Health Care Quality (OHCQ) track the timing of each update.
  • CLIA Certification and State License Status Changes: Labs must clearly indicate any changes to their Clinical Laboratory Improvement Amendments (CLIA) certification status or state license status. This includes moving from one classification to another, such as from Waiver to Accreditation, or changing state license status to a General Permit or a Letter of Exception. These changes often require the submission of additional forms or documentation to ensure legal compliance.

Properly completing and submitting the Maryland Laboratory Licensing Change Form is a significant responsibility, but one that is critical for maintaining a lab's operational integrity within the state. By paying close attention to these key points, laboratory directors can ensure their submissions are both accurate and compliant, avoiding potential delays or complications in their licensing status.

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